CLOSED-LOOP VIBRATION CONTROL
EXPERIMENTS ON
A ROTOR WITH BLADE MOUNTED
ACTUATION
Eric F. Prechtl: Research
Assistant, Department of Aeronautics and Astronautics, Massachusetts Institute
of Technology, 77 Massachusetts Ave. Cambridge, MA 02139-4307 USA
Steven R. Hall:
Associate Professor; Associate Fellow, AIAA, Department of Aeronautics and
Astronautics, Massachusetts Institute of Technology, 77 Massachusetts Ave.
Cambridge, MA 02139-4307 USA
Keywords: Helicopter, Rotor Blade, Active control,
Servo-flap, X-Frame piezoelectric actuator, Hover Test, Controller, Harmonic
Vibration
A
Mach-scaled CH-47 model rotor blade with an actively controlled servo-flap near
the tip was designed, manufactured, and tested. The servo- flap was powered by
an “X-Frame" piezoelectric actuator. Using hover test data, the transfer
function of the rotor (from servo-flap deflection to vertical
hub shear) was determined. The servo- flap produces significant control
authority, especially near the 3/rev frequency that would be important for the
CH-47. Closed-loop feedback control was experimentally applied to the model
rotor system. Both single frequency and combined frequency controllers were
implemented on the rotor, and produced significant reduction in the vibration
level. Most significantly, simultaneous control of 1/rev, 3/rev, 4/rev, 5/rev,
and 6/rev harmonic vibration was successfully demonstrated. The peak vibrations
were eliminated at each frequency, as well as the vibrations over a small
bandwidth surrounding each peak. Comparison of continuous-time and
discrete-time controllers was made. Continuous-time controllers were shown to
produce more effective vibration reduction.
The
normal operation of a helicopter rotor in forward flight typically results in
vibration and noise. The source of these effects is the unsteady aerodynamic
environment experienced by the rotor blades, including blade/vortex
interaction, retreating blade stall, blade/fuselage interaction, and
atmospheric turbulence [12]. The forces generated by the unsteady aerodynamics
on the blades are then transmitted through to the hub, and are felt as
vibration in the fuselage. Generally, the forces on the blades are harmonics of
the rotor frequency W, since the
rotor aerodynamics are (nearly) periodic. Of these harmonics, only those that
are multiples of the blade passage frequency (NΩ, where N is the number of
blades) are transmitted to the fixed frame, due to the symmetry of the rotor.
In contrast, there is no filtering of the noise generated by the rotor blades.
Thus, the entire spectrum of rotor noise must be considered when addressing the
noise control problem.
Helicopter
rotor control may be used to reduce noise and vibration. A number of
experimental studies have demonstrated the benefits of using active control for
vibration and noise control [16, 18, 22, 14, 15, 25]. The control methods
proposed can be grouped into two classes: higher harmonic control (HHC), and
individual blade control (IBC). In HHC, the rotor is actuated harmonically in
response to harmonic vibrations in the fixed frame. In IBC, the blades are
actuated individually in response to motion of the blades themselves. In both
methods, the challenge is to actuate the blades with enough authority and
bandwidth to generate useful aerodynamic forces. Traditionally, active rotor
control is achieved by using actuators mounted either at the swashplate, or on
the pitch links to superimpose high frequency actuation signals on top of the
primary collective and cyclic commands. This results in rigid-body pitch
actuation of the blades.
Other
research has demonstrated the benefits of using actuation near the rotor blade
tip to produce spanwise varying blade displacements. Separate analyses by
Lemnios et al. [17], Garcia and Hall [6], and Millott and Friedmann [19] have
shown that blade mounted actuation using a trailing edge servo-flap can provide
substantial improvement in HHC performance. In addition, a study by Hall et al.
[11] showed that creating a spanwise varying pitch distribution on the rotor
blade can improve the aerodynamic efficiency of the rotor
significantly.
The use of blade mounted actuation
may have other benefits. The use of blade mounted actuators for vibration
control can help reduce the loads encountered by rotor components, reducing
stress levels, and improving component lifetime and lowering
maintenance costs. If the actuation levels are high enough, 1/rev actuation can
be used for maneuvering control, and could even lead to the elimination of the
swashplate.
A
number of researchers have proposed using a discrete actuator to power a
trailing edge servo-flap near the blade tip [24, 2, 8, 1, 3, 7, 13, 26, 5]. One
of the challenges to such an approach is developing an actuator suitable for
embedding in a rotor blade. The actuator must be powerful enough and have a
large enough bandwidth to control the servo-flap. It must also fit within the
blade profile, and should be light (relative to the blade mass) so that the
blade loads are not significantly increased.
A
new actuator that meets these requirements, the X-Frame actuator, has been
developed by the authors [21, 20]. In this paper, we report on the testing of
an active rotor using the X-frame actuator. The paper is organized as follows:
First, the design of the active rotor blade and MIT Hover Test Facility are
briefly described, focusing on instrumentation used to measure actuator
performance. Next, the open-loop transfer function from flap deflection to
vertical hub shear is presented. This transfer function is critical to
vibration control, since it determines the control authority available to
reduce vibration, and determines the stability and performance of any control
system used for vibration control. Finally, the closed-loop control tests are
presented, focusing on the design of the controller and the results from the
single harmonic and multi-harmonic controller tests. The paper concludes with a
brief comparison between the performance of continuous-time and discrete-time
control.
The
active rotor concept was tested at MIT on a 1/6-scale model of the CH-47
Chinook rotor. The two-bladed rotor is operated at the full-scale tip Mach
number, and has one active blade that incorporates an X-Frame actuator to
control a trailing edge servo-flap. This section addresses the design,
manufacturing, and bench-tests of the active blade.
The
design of the active blade is based on model rotor blades used by Boeing
Helicopters. Modifications were 
made to the blade design and manufacturing procedure to incorporate the
actuator and servo-flap. For the most part, the actuation system was designed
to be decoupled from the overall blade structure. This allowed the majority of
the design effort to be expended on the actuation system.
The
design of the entire system assembly was done through the use of the solid
modeling software program, ProEngineer (ProE). A rendering of the ProE model of
the actuator and trailing edge control system is shown in Figure 1. Note that
the skin of the servo-flap is rendered with a slight transparency to highlight
the presence of the flap horn, keymount, and pre-stress wire in the interior of
the flap.
One
prototype active rotor blade was manufactured at MIT. The assembled active
rotor blade is shown in Figure 2.

A close-up of the actuator mounted in the spar is shown in Figure 3.
Clearly
seen in this figure are the strain gage attached to the center
of the actuator frame and the magnets bonded to the inboard end of the inner
frame. As will be described below, these magnets are used in concert with a
Hall effect transducer, mounted to the bay wall, for the primary measurement of
actuator and servo-flap deflection.
The
predicted and manufactured properties of the active blade are collected in
Table 1. The predicted blade properties were obtained through a combination of
the ProEngineer model of the active blade and from input from Boeing
Helicopters on the blade design. Center of gravity measurements of the
manufactured active blade were not performed.

|
Property |
Measured |
Predicted |
|
Total Blade Mass |
1.96
lbm |
2.01
lbm |
|
Actuation
System Massa |
0.165
lbm |
0.157
lbm |
|
Actuation
System LE Weight Mass |
0.088
lbm |
0.088
lbm |
|
Actuation
System Radial CG |
NED |
BS
45.950 |
|
Actuation
System Chordwise CGa |
NED |
2.003"
from LE |
|
Blade
Ibb |
NED |
0.511
slug ft2 |
|
Average
blade mass per spanc |
NED |
0.0303
lbm/in |
|
Blade
Pre-Twist |
NED |
-12
deg |
Table 1:
Properties of active rotor blade. Note that entries where there is no
experimental data are labeled as “NED".
a Without leading edge weights
b About flapping hinge line,
excluding pitch shaft assembly mass
c Away from actuator/flap locations
It
is useful to separate the mass of the components supporting the actuator and
servo-flap from the total mass. These components are identified as those drawn
in Figure 1, and will be referred to as the “Actuation System" components.
Because these components represent a prototype design, it is expected that
through future design iterations, their mass can be reduced. Also note that the
mass of the leading edge weights used to balance the actuation system
components about the blade quarter chord is also called out as “Actuation
System LE Weight Mass". Again, it may be possible to move the CG of the
system forward, reducing or eliminating the need for these weights.
The
active rotor blade was tested in air at the MIT Hover Test Facility. The
facility was developed as part of the overall research effort to evaluate the
effectiveness of blade mounted actuation schemes at Mach scaled rotor speeds.
The hover stand was sized for 1/6 scale CH-47 (Chinook) rotor blades. The
properties of the rotor and support structure are given in Table 2. Because of
the concentrated actuator mass located near the tip of the rotor blades, the
inertia of this active blade was much higher than that of a blade with a more
uniform cross-section. For example, the Lock number of a full-scale CH-47 blade
is 9.37, compared to 7.49 for the model rotor. The difference between these
Lock numbers is due solely to the difference in the blade mass moments of
inertia.
|
Property |
Value
|
|
Radius |
60.619
in (5.05 ft) |
|
Hover
Speed |
1336
RPM |
|
Max
Motor Power |
150
hp |
|
Lowest
Stand Elastic Mode |
>
150 Hz |
|
Number
of Blades |
2 |
|
Flap
Articulation |
BS
1.734 (0.0286R) |
|
Feathering
Degree of Freedom |
Clamped
at BS 4.078 (0.0673R) |
|
Lag
Articulation |
BS
9.093 (0.15R) |
|
Ib
of Pitch Shaft Assemblies |
0.0213
slug ft2 |
|
Mass
of Pitch Shaft Assemblies |
6.437
lbm |
|
Lock
Number of Blade/PSA Structure |
7.49 |
|
Blade
Chord (nominal) |
5.388 |
|
Full
Scale to Model Scale Geometric Factor |
5.939:1 |
Table
2: Properties of MIT Hover Test Facility hardware.
A
150 HP motor is used to power the hover test-stand. The motor drives the rotor
via a 3 inch diameter steel shaft that is about four feet long. The top of the
shaft interfaces with a 6-axis load transducer through a two inch thick
coupling flange. The rotor hub is mounted to the top of this sensor through a
second, two inch thick flange. The blades are connected to the hub via pitch
shaft assemblies, which allow for free articulation of the flap and lag degrees
of freedom. However, the blade is clamped at a particular angle of attack for
each test.
A
passive rotor blade was supplied by Boeing Helicopters to balance the active
blade during hover testing. The passive blade has the same planform as the
active blade, except that its chord tapers linearly to 1.625 inches from blade
station 54.557 inches out to the tip. The passive blade was balanced spanwise
against the active blade by incorporating extra steel masses on the pitch shaft
assembly of the passive blade. The blades are attached to the lag hinge of the
pitch shaft assemblies with a 0.5 inch diameter steel pin.
After
connecting the blade to the pitch shaft assemblies, the signal and high voltage
blade connectors are attached to the slipring connectors inside the lead shell.
The blade wire bundles are then tie-wrapped at several locations on the pitch
shaft assemblies and other hub components to support them in the centrifugal
field in the rotating frame. A picture of the blades mounted to the spin stand
is shown in Figure 4.

Two cameras were used to record all rotor tests. One non-rotating frame
camera was mounted near the floor pointing up at the stand and rotor. It served
primarily as a safety of flight monitor of the stand during testing. An image
from this camera during a rotor test is shown in Figure 5. A second camera was
mounted in the rotating frame above the hub, pointed along the active blade. It
is shown in Figure 4. The signal from this camera was transmitted via radio
frequency to a receiver mounted between the bellmouth and containment ring.
This camera picked up blade and servo-flap motion during testing.
The
active blade was instrumented with a collection of strain gage sensors to
measure blade response; two Hall effect transducers, used to measure flap
deflection; and one resistance temperature detector (RTD) to monitor the
thermal environment inside the bay. A slipring was used to transfer signals
between the non-rotating and rotating frame. In this paper, however, only the data
from two sensors are used. The first sensor is the bay-mounted magnet/Hall
effect transducer pair used to measure actuator/servo-flap deflection. The
second sensor is the z (vertical) component of the hub-mounted six-axis load
transducer, mentioned above.

During
a rotor test, all sensor signals were stored to the computer through a National
Instruments SCXI-1001 data acquisition box using 1120/1320 modules to store direct
analog signals and 1121/1321 modules to provide strain gage excitation and
conditioning. An analog circuit was built to provide current excitation and
differential amplification for the Hall effect transducer sensors.
A
“stream-to-disk" LabView virtual instrument (VI) was written to control
the data acquisition process during testing. A nominal scan rate of 1000 points
per second on all channels was used for all rotor tests. Signal processing
techniques to average and smooth the acquired data were applied off-line to
identify transfer functions and evaluate performance.
Hover
tests were conducted to measure the performance of the active blade. Most of
the rotor data was collected at a blade angle of attack of 8 deg. This included
tests where the rotor speed and actuation voltage was varied to study the
effects of parametric changes to operating conditions. A full set of 4 deg
angle of attack data was collected at 1336 RPM and 800Vp_p actuation
to help understand the sensitivity of the performance to angle of attack. Table
3 shows the nominal thrust, coefficient of thrust, blade loading, and maximum
torque measured at the six-axis load transducer while in hover (1336 RPM) for
the two angles of attack. The coefficient of thrust and solidity are given by:
(1)
(2)
respectively.
|
Angle of Attack (deg) |
Thrust (lbf) |
CT |
|
Mz (ft-lbf) |
|
4 |
153.6 |
0.00161 |
0.0285 |
59.38 |
|
8 |
317.6 |
0.00333 |
0.0589 |
111.34 |
Table
3: Thrust, blade loading and rotor torque for angle of attack
tests.
The
modal structure of the rotor blade was identified by examining transfer
functions from flap deflection to the blade torsion and bending strain gages as
a function of speed. Table 4 lists the mode type and frequencies of the various
blade modes within the testing bandwidth. The experimentally determined modal
frequencies were compared to the modal frequencies predicted by a simple model
of the blade dynamics, using one-dimensional blade properties determined by
Boeing Helicopters. The experimental results agree closely with the theoretical
predictions. One anomaly is that the chordwise bending frequency is higher than
predicted. This is most likely due to extra unmodeled composite embedded near
the trailing edge to support the servo-flap components. Note that the elastic
flap bending modes are at (non-dimensional) frequencies lower than would be expected
at full scale, because the pitch shaft assemblies are heavier than they should
be to match the full-scale dynamics.
|
Mode Type |
Frequency
|
|
|
(Hz) |
(per rev) |
|
|
1st Flap Bending |
55.2 |
2.48 |
|
2nd
Flap Bending |
86.5 |
3.88 |
|
1st Torsion |
94.3 |
4.24 |
|
3rd
Flap Bending |
143.1 |
6.43 |
|
1st
Lag Bending |
157.0 |
7.05 |
Table
4: Rotor modes in hover (1336 RPM).
The
flap to hub thrust transfer function is shown in Figure 6, with the peaks due
to the various structural blade modes identified. This transfer function
response was obtained at hover, for 8 deg angle of attack and 1200 Vp_p
actuation.

Both the magnitude and phase of this transfer function are important for
rotor control. There is a significant amount of phase roll-off with frequency
in the transfer function. This is probably due to non-minimum phase dynamics
associated with the fact that the actuator (the servo-flap) and the sensor (hub
shear sensor) are a non-collocated pair. This will have important implications
for the controllability of the system. In terms of the magnitude, at low
frequencies the flap has little effect on rotor thrust. This is unexpected,
because the servo-flap was designed to operate primarily in reversal, creating
twisting moments on the rotor blade near the tip, leading to changes in lift.
Quasi-statically, the flap should act like the trim tab on a conventional helicopter
blade. The ineffectiveness of the flap at low frequencies indicates that, in
hover, the flap is very close to the aileron reversal point, i.e., where the
change in lift due to the flap deflections is exactly canceled by the
cumulative change in lift caused by the servo-flap induced twisting of the
rotor blade.
As
the actuation frequency increases, the servo-flap begins to excite the dynamic
modes of the rotor blade. These modes are labeled in the figure. As may be
seen, the mechanism governing the effectiveness of the servo-flap in
controlling hub thrust is based on aeroelastic excitation of the blade modes by
the servo-flap. The resultant deformations of the rotor blade affect the lift
generated.
From
the response it is clear that the servo-flap is most effective in creating hub
shear through the excitation of the first torsion mode and the first two
flapwise bending modes between 50 Hz and 90 Hz. The physics governing how the
excitation of the torsion mode leads to changes in hub thrust
are relatively straightforward: the servo-flap induces a twisting moment near
the tip that leads to an overall twist, changing the angle of attack of the
blade over its entire length, which has a substantial effect on the lift
generated. The mechanism through which excitation of the flapwise bending modes
leads to changes in rotor thrust is more complicated. The thrust generated is
nearly proportional to the flapwise angle of the blade at the horizontal pin.
Therefore, excitation of the flap modes through the direct lift effect of the
flap will lead to changes in rotor thrust. When acting alone, as in the case of
the third flap bending mode in Figure 6, the flapwise modes have a small effect
on the thrust generated. However, when acting in concert with the first torsion
mode of the blade, as is the case for the first and second bending modes, the
modes interact to provide a great deal of authority. It is uncertain just what
combination of torsional and bending excitation of the rotor lade will maximize
the authority of the system in controlling hub shear. Adjusting flap position,
e.g., moving it towards the tip and using a smaller chord flap,
will trade the amount to which the flap excites blade torsion versus blade
bending. Optimizations of the entire rotor system over such variables should be
done in future active blade designs to maximize the effectiveness of the system
in performing the designed task.
The
active blade is most effective in controlling hub shear between 50 Hz and 90
Hz. By coincidence, this is an ideal range to have maximum effectiveness
because the highest level of vibration for a 3-bladed CH-47 is at 3/rev, which
corresponds to 66.8 Hz at model scale. The servo-flap has a great deal of
authority in affecting hub vertical shear at three per rev. At 1200 V
actuation, the system produces a vibratory hub shear of ±39 lbf at this
frequency. If these results are scaled to a full-sized Chinook with six
identical active blades, this represents an induced vibration of ±8400 lbf at
3/rev. The maximum gross weight of the Chinook is 50,000 lbf, so this prototype
actuation system is capable of inducing vibratory hub shear that represents a
large fraction of the vehicle weight.
A
zero in the transfer function occurs near the 2/rev frequency, 44.5 Hz. The
zero near 2/rev is most likely due to an interaction between the rigid flap
mode and the first elastic bending mode of the rotor blade. Fortunately, for
rotors with three or more blades, the effectiveness at 2/rev is not very
important for vibration control. In fact, 2/rev control is ideal for improving
rotor induced power losses, so one can imagine a controller designed for
vibration control at higher harmonics and induced power control at 2/rev.
One
of the primary goals of this research was to develop an actuation system that,
through the use of closed-loop control, is capable of significantly reducing
the vibration transmitted from the rotor blades to the helicopter fuselage. To
test the effectiveness of the prototype active rotor blade in achieving this
goal, closed-loop rotor tests were performed. This section describes the
development of the closed-loop controller and the implementation of that
control strategy to reduce the rotor vibrations at both single and multiple
harmonics.
The
purpose of the feedback control experiments performed in this research was to
demonstrate the effectiveness of the actuation system in canceling the hub
vertical shear vibration typically encountered in rotor operation. The aerodynamic
disturbances caused by normal rotor operation are due primarily to interactions
between the blades and shed vortices in the rotor wake, while the helicopter is
in forward flight. Because of the periodic nature of rotor operation, these
interactions result in disturbances at frequencies very close to the harmonics
of rotor speed.

For the current hover tests, while there was an aerodynamic disturbance
present, it differed slightly from that associated with normal helicopter
operation. The disturbances generated in these tests were caused by the
aerodynamic turbulence within the rotor inflow due to the asymmetry of the
testing room and not from interactions with the vortices in the rotor wake. The
disturbances in these tests do occur at frequencies close to harmonics of rotor
speed, but the peaks in vibration spectrum are broader than those seen in a
normal helicopter. The width of these peaks has a major effect on the
achievable performance, as will be explained in describing the closed-loop
performance results below.
Figure
7 shows the open-loop power spectral density of the hub vertical shear
vibration, Fz, while operating the rotor in hover at a blade loading
of ![]()
In
this work, the power spectral density (PSD) of the signal x(t) is defined as:
(3)
where
Fxx
is the autocorrelation function of
x(t). The factor of 2 in front of the integral is used so that the PSD, Pxx,
satisfies
(4)
where
the units of frequency are in Hz.
(Note
that the power spectral density functions,
, calculated using
the Matlab (Version 5.3) function psd, is related to the functions, Pxx,
presented in this paper by the formula Pxx =
, where Np
is the number of points in the calculated power spectral density, and ∆f
is the change in frequency between points.) For reference, the open-loop rms
value of vibration given by integrating under the spectrum of Figure 7 is 17.2
lbf. Note that because the rotor is two-bladed, most of the vibration is
centered around the 2/rev (44.5 Hz) and 4/rev (89.1 Hz) harmonics.
The
goal of higher harmonic control (HHC) is to cancel the vibration at the
multiples of rotor speed, where it dominates. In particular, because only those
vibrations that are multiples of the blade passage frequency (NW) are transmitted to the fixed
frame, standard HHC algorithms are usually only concerned with reducing those
particular vibrational harmonics. However, to verify the performance of the
actuation system over a wide bandwidth, vibration cancellation at each of the
first six harmonics of rotor speed was addressed in these tests. The first
tests that were performed involved continuous-time vibration cancellation at
individual rotor harmonics. Follow on tests were performed on simultaneously
reducing vibration at multiple rotor harmonics, also using continuous-time
control. Finally, discrete-time control was implemented to highlight the change
in performance between using discrete-time and continuous-time control. The
implementation and resulting performance from these tests are discussed in the
following three sections.

The HHC algorithm adopted for these tests is based on one suggested by
Shaw et al. [23, 22]. The block diagram of the controller used for these tests is
shown in Figure 8. The “plant" represents the active rotor blade system.
The input to the plant is the commanded voltage to the high voltage amplifier
that drives the X-Frame actuator and the output is the vertical hub shear in
the rotating frame, i.e., the z-component of force measured by the six-axis
load transducer at the hub. In the model, quasi-steady, linear time invariant
assumptions are made about the rotor dynamics which allows the system to be
represented by a control response matrix, T. The control response matrix is a 2
x 2 matrix relating the cosine and sine components of the input to the cosine
and sine components of the output. Note that this quasi-steady assumption does
not hold in reality and the variation in phase and gain of the plant will
determine the stability margins and resultant performance of the system. This
is discussed in more detail below. The vibratory disturbance (Figure 7) is
modeled by adding it at the output of the plant.
The
compensator in Figure 8 is designed to eliminate disturbances at a specific
frequency. The components of the compensator are located within the dashed box
of the figure. The cosine and sine components of the performance signal, z(t),
are identified by multiplying that signal by a cosine and sine at the
particular harmonic targeted by the controller and multiplying that signal by
an integrator and a gain, given by
. Multiplying these components by –T-1
gives the cosine and sine components of the control necessary to cancel the vibration
at that particular frequency. These signals are re-modulated by the cosine and
sine signals of the appropriate frequency, added together, and fed back to the
amplifier.
Hall
and Wereley [9, 10] showed the algorithm in Figure 8 to be equivalent to the
classical control system shown in Figure 9, where
(5)
(6)
(7)

The
feedback controller was implemented in the MIT Hover Test Facility using
Simulink. A dSpace real time control system, based on a TMSC40 Processor from
Texas Instruments, was used to convert the Simulink code to C, compile it, and
download to the digital signal processor. A/D and D/A cards were used to
connect this controller to the (thrust) input and (actuator voltage) output
signals. This controller architecture was used for all single
harmonic continuous-time tests. Only the cosine and sine frequencies and the
gain of the matrix T were adjusted between each case. Modifications to
this controller were made to implement the multiple harmonic and discrete-time controllers,
as explained below.
As
was discussed in the previous section, there are a number of rotor blade
dynamic modes located within the control bandwidth, and the gain and phase of
the plant vary greatly between each harmonic. Because of this, the quasi-steady
assumption made in the control law development does not hold. If the
quasi-steady assumption did hold, the controller given by Equation (5) would
have 90 degrees of phase margin and infinite gain margin. However, the
variation of plant phase with frequency violates this assumption and lowers the
stability margins of the resultant system.
In
order to check the system stability margins before implementation, the loop
gain, which is the product of the identified plant transfer function (Figure 6)
and the designed compensator, is examined in the frequency domain. For example,
Figure 10 shows a Bode plot of the loop gain for the 4/rev controller. There
exists a chance for instability at the frequencies where the gain of the loop
transfer function exceeds unity. Because this particular controller has an
infinite weighting at 4/rev, the gain of the loop transfer function goes to
infinity at 89.1 Hz and exceeds unity over a narrow bandwidth centered about
this frequency. The variation of phase within this region determines the
stability of the controller.

A useful method for checking controller stability is to look at the
Nichols plot of the loop transfer function. A Nichols plot contains the same
information as a Bode plot. The difference is that instead of plotting the gain
and phase separately as a function of frequency, in the Nichols plot, the gain
is plotted against the phase and the frequency information is not displayed
explicitly. The data from Figure 10 is plotted in such a manner in Figure 11.
The stability of the system is ensured if there are no encirclements of the
critical point (unity magnitude at 180 degrees of phase). This point is shown
by the small circle in Figure 11. Contours of constant disturbance rejection
(or amplification), given by the relation
(8)
are
also plotted on the Nichols chart. The closed contours around the critical
point represent levels of vibration amplification. The thicker, U-shaped
contour represents the 0 dB boundary, where no vibration rejection or
amplification is achieved. The other contours indicate how much amplification
or rejection (in dB) results for the corresponding loop gain GK.

To aid in interpreting the level of vibration amplification or reduction
a particular controller causes at a certain frequency, the magnitude of
Equation (8) as a function of frequency is plotted in Figure 12. As the
frequency approaches 4/rev, the gain increases, affecting the disturbance
rejection. Slight amplification of the vibration results at the frequencies
surrounding the targeted harmonic. The amount of amplification present is
related to the stability margins of the control system.
Using
the Nichols plot, the gain and phase margins are easily identified by measuring
the proximity of the contour to the critical point when the phase equals 180
degrees or the gain equals unity, respectively. The gain margin for this
controller is approximately 6.4, and the phase margin is 50 degrees.
Before
implementing each controller, its Nichols plot was generated to verify
stability. If the margins were not acceptable, the matrix –T-1
was modified to improve stability.

Once acceptable stability margins for a controller were achieved, the
controller was tested by implementing it in a hover test. All of the
closed-loop control tests performed in this research were done at 1336 RPM and
at 8 deg angle of attack. Each controller test consisted of spinning the rotor
to 1336 RPM, and accumulating at least 2 minutes of data. The first minute was
taken with the controller turned on. During the second minute open-loop data
was acquired to provide a direct comparison with the closed-loop data. The
closed-loop in comparison to the open-loop performance of the 4/rev controller
discussed above is shown in Figure 13. The data in each case corresponds to an
8192 point power spectral density of one minute of Fz data, taken at
a sampling rate of 1000 points per second. The Matlab psd command (using an
8192 point Bartlett window) was used to calculate the power spectral densities.
As
shown, because of the infinite controller gain precisely at 4/rev, the
vibration there is virtually eliminated. In addition, the vibration over a
small bandwidth surrounding the harmonic was also reduced. The change in
performance due to the control can be quantified by comparing the open-loop and
closed-loop root mean square values over small frequency bands centered at the
controlled harmonic. For example, the change in performance over a 1 Hz window,
expressed in decibels, is given by:
(9)
where
Pcl and Pol are the closed- and open-loop power spectral
densities of the vibration signal, Fz, and f1 = (89:067 -
0:5) Hz and f2 = (89:067 + 0:5) Hz. A negative change corresponds to
vibration reduction. Similar calculations are made for the
performance over windows spanning 3 Hz, 10 Hz, and over the entire spectrum.
All of these performance values are shown in Table 5. Also shown in Table 5 are
the controller gain and phase adjustments, kfix and F, and the open- and closed-loop rms
value of the vibration, Fz, over the entire frequency bandwidth.
Note that the performance improvement is very good near the rotor harmonic
being controlled, but as the width of the frequency band increases to the full
spectrum, very little change in performance is seen. As was noted above, the
vibrational spectrum present during the current tests is broader with frequency
than the spectrum typically seen in an operational helicopter. Because of this,
it is expected that better performance over the entire spectrum will be
achieved in an operational helicopter.
|
Hrm |
D Gain kfix |
D Phase Ø (deg) |
Change in Performance (dB) |
OL rms Fz (lbf) |
CL rms Fz (lbf) |
|||
|
1 Hz |
3 Hz |
10 Hz |
spect |
|||||
|
1 |
1 |
0 |
-5.26 |
-2.74 |
0.997 |
-0.148 |
15.3 |
15.1 |
|
3 |
1 |
0 |
-11.8 |
-7.82 |
-2.99 |
-0.190 |
16.0 |
15.7 |
|
4 |
½ |
30 |
-15.9 |
-10.6 |
-5.95 |
-0.919 |
16.9 |
15.2 |
|
5 |
¼ |
0 |
-6.91 |
-4.78 |
-3.05 |
-0.252 |
17.0 |
16.5 |
|
6 |
1 |
60 |
-15.3 |
-7.52 |
-4.56 |
-1.49 |
17.5 |
14.7 |
Table 5:
Experimental performance of continuous-time single harmonic controllers. This
table shows the change in closed-loop performance for each single harmonic
controller implemented. Performance was evaluated by taking the ratio of
closed- to open-loop rms vibration levels over 1 Hz (±0:5 Hz), 3 Hz (±1.5 Hz),
and 10 Hz (±5 Hz) bands as well as over the entire frequency spectrum. Also shown
are the open- and closed-loop rms levels of vibration for the spectrum.
In
Figure 13, some amplification is seen at the edges of the bandwidth. These
local peaks in vibration are a natural artifact of the controller design. The
size of these peaks is related to the stability margins of the controller as
discussed above in relation to Figure 12. The heights of the peaks can be
reduced by lowering the gain of the controller. However, this would also reduce
the bandwidth over which vibration reduction is achieved. Therefore, there is a
trade-off between the width of vibration reduction achieved and the level of
vibration amplification incurred at the edges of the control envelope.
Identical
controller development was implemented at each of the first six rotor
harmonics. The best performance for each of these continuous-time, single
harmonic controllers is listed in Table 5.
Successful
implementation was achieved at each harmonic except at 2/rev. The presence of a
zero in the transfer function near that harmonic reduced the authority of the
system there. In addition, a large portion of the disturbance is centered
around
2/rev.
As a result, attempts at performing 2/rev feedback control led to actuator
saturation. To further complicate the situation, this particular zero becomes
non-minimum phase as the angle of attack drops from 8 deg to 4 deg. The
presence of a non-minimum phase zero at the frequency of interest severely
limits the achievable performance. Fortunately, for helicopters with more than two
blades, most of the vibration occurs at frequencies greater than 2/rev, where
the actuator has a great deal of control authority.
The
algorithm used for the single harmonic controllers was extended to test the
ability of the actuator in simultaneously reducing multiple harmonics of
vibration. Three separate multiple harmonic controllers were implemented in
these tests. One controller was designed to simultaneously reduce the vibration
at 3, 4, and 5/rev, a second was designed to reduce 4, and 6/rev vibrations,
and the last targets the 1, 3, 4, 5, and 6/rev harmonics. These three
controllers are referred to as the multiharmonic I, II, and III controllers,
respectively.
The
block diagram of the multiharmonic controller is similar to that shown in
Figure 8, except multiple copies of the controller (contained in the dashed
box), one for each harmonic controlled, are wired in parallel. Separate
matrices Ti are specified for each harmonic. After the
compensated signals at each harmonic are generated, they are added together and
fed back to the plant.

Just as in the single harmonic case, the multiple harmonic controller is
subject to the same stability margin concerns. Thus, the Nichols plot of each
of these combined controllers were checked to ensure adequate margins before
implementation. Figure 14 shows the Nichols plot for the multiharmonic III
controller. This plot is similar to Figure 11 except that now the magnitude of
the loop gain exceeds unity in five separate regions, corresponding to the
vibration suppression being performed at the five different rotor harmonics.
The gain and phase margins for this controller can be identified as in Figure
11. In this case, we see that the one contour passes within the 6 dB vibration
amplification boundary. This contour corresponds to the frequencies near 4/rev
and indicates that there will be some amplification of the vibration at the
frequencies near that harmonic.

Each
of the multiharmonic controllers were implemented as in the single harmonic
control experiments. Figure 15 shows the open- and closed-loop results for the
multiharmonic III controller, which is the most sophisticated controller
implemented in these tests. As shown, the control system is
effective in the simultaneous elimination of the peak vibration
at each harmonic. The bandwidth of control around each peak was not as large as
in the single harmonic control tests, due to actuator saturation. As expected
from examination of the Nichols plot in Figure 14, there is some non-trivial
amplification of the vibration near the 4/rev frequency in Figure 15. This
could be reduced by lowering the gain at that particular harmonic, if desired.
The
exact performance numbers for all of the multiharmonic controllers are given in
Tables 6 and 7.
|
Multi-Hrm Controller |
OL rms Fz (lbf) |
CL rms Fz (lbf) |
D
Perf (dB) |
|
I |
15.7 |
14.3 |
-0.793 |
|
II |
15.5 |
15.4 |
-0.067 |
|
III |
20.5 |
19.3 |
-0.528 |
Table 6:
Wide-band experimental performance of continuous-time multi-harmonic
controllers. For each multiharmonic controller, this table gives the open- and
closed-loop rms vibration levels, and their ratio over the entire frequency
spectrum.
|
|
D
Gain |
D
Phase |
Change in Perf (dB) |
||
|
Hrm |
kfix |
Ø (deg) |
1 Hz |
3 Hz |
10 Hz |
|
I-3 |
1/8 |
-20 |
-0.46 |
0.73 |
0.67 |
|
I-4 |
1/2 |
30 |
-15.3 |
-8.8 |
-4.8 |
|
I-5 |
1/16 |
0 |
-7.4 |
-4.3 |
-2.4 |
|
II-4 |
1/2 |
30 |
-15.7 |
-9.6 |
-4.8 |
|
II-6 |
1/2 |
50 |
-8.7 |
-4.1 |
-2.2 |
|
III-1 |
1/10 |
0 |
-11.4 |
-7.5 |
-4.6 |
|
III-3 |
1/8 |
-20 |
-11.9 |
-7.4 |
-4.2 |
|
III-4 |
1/2 |
30 |
-16.5 |
-10.7 |
-3.8 |
|
III-5 |
1/16 |
0 |
-10.8 |
-7.4 |
-4.1 |
|
III-6 |
1/2 |
50 |
-9.4 |
-5.1 |
-2.5 |
Table 7:
Narrow band experimental performance of continuous-time multi-harmonic
controllers. This table shows the change in closed-loop performance for each
multiple harmonic controller implemented. Performance was evaluated by taking
the ratio of closed- to open-loop rms vibration levels over 1 Hz (±0.5 Hz), 3
Hz (±1.5 Hz), and 10Hz (±5 Hz) bandwidths.
As
in the single harmonic control cases, very good performance was achieved in a
narrow window around the rotor harmonics, but less improvement is apparent over
a broader window. As in the single harmonic case, because of the broad
disturbance spectrum present for these tests, the improvement should be more
dramatic in an actual helicopter.

The final closed-loop control tests were designed to determine if using
discrete-time or continuous-time control is more effective for vibration
control. Discrete time implementation of the higher harmonic control algorithm
differs from the continuous-time approach by the addition of a sample-and-hold,
as shown in Figure 16, which operates with a period equal to that of the rotor.
The
effect the sample and hold has on the discrete controller behavior is that the
control signal is only updated once per revolution. In contrast, the
continuous-time controller updates continuously during operation, thus making
use of the entire measured vibratory signal.

As might be expected, the use of a sample and hold step adds an
effective delay to the control loop, and thus reduces the performance. The
sample and hold is approximately equal to a delay of one-half the period of the
hold. The effect on the loop transfer function is a pure phase delay,
represented by e-jwT/2 [4]. This increased phase loss leads to lower
stability margins in the controller and thus should worsen the performance of
the system. Thus, we expect the continuous-time controller to yield better
performance than the discrete-time case [9, 10].
To
test this theory, continuous and discrete controllers were implemented with
identical T matrices and nearly identical controller bandwidths. The
open- and closed-loop performance for these systems is compared in Figure 17. Because
of the large controller gain, there is a low gain margin in both cases, leading
to large peaks in the response at the edges of the control bandwidth. However,
it is clear that, as predicted, the continuous-time controller out-performs the
discrete-time controller.
A
model scale CH-47D active rotor blade incorporating the X-Frame actuator to
power a trailing edge servo-flap was designed and manufactured at MIT. The
active blade was hover tested on the MIT Hover Test Facility. Data was
collected at 4 and 8 degree angles of attack as a function of rotor speed and
applied voltage. The servo-flap actuation system performed as expected with
rotor speed. Analysis of the test data also shows that the actuation system
benefits from aeroservoelastic excitation of the blade modes by the servo-flap.
This leads to strong actuator authority over frequencies from 50 hz to 90 Hz.
If a similar actuation system were implemented in each of the six blades of a
CH-47D helicopter, the combined actuation could produce as much as ±8400 lbf at
the 3/rev frequency, which should be more than adequate for control of 3/rev
vibration.
Closed-loop
feedback control was implemented with a frequency weighted controller used in
previous studies on rotor HHC. Controllers were successfully implemented at the
individual frequencies of 1/rev, 3/rev, 4/rev, 5/rev, and 6/rev and in various
combinations thereof. The most significant result was simultaneous control at
all five harmonics. Control at 2/rev was impossible to achieve due to the
combination of a zero in the transfer function at that frequency and a large
disturbance present at 2/rev. An experimental comparison was made between the
achievable performance of continuous-time and discrete-time control. The
results from these tests verify that continuous-time control leads to better
closed-loop performance.
The
authors would like to acknowledge the following people for their contributions
to this research: (at MIT) Dr. John Rodgers, Paul Bauer, Dr. Mauro Atalla, Mads
Schmidt, Jerry Wentworth, and Professor Mark Drela; (at Boeing) Rich Bussom,
Douglas Weems, Robert Derham, and Dan Podgurski. We would also like to
acknowledge Terry Deane, Dave Belt, and all the machinists at Advanced
Machining and Tooling, Inc. for machining the model scale actuation system
components for the active blade. This research was supported by DARPA under
Contract Number F49620-95-2-0097 and MDA972-98-3-0001, monitored by Bob Crowe,
Bill Coblenz, and Ephrahim Garcia. Additional support was provided by the Army
Research Office, under contract DAAH04-95-0104, monitored by Gary Anderson.
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